Regulatory Radar Weekly Report 2026-09-14 ~ 2026-09-21: Summary of China's Financial Regulatory Penalties

This Week’s Overview

This week (2026-09-14 ~ 2026-09-21), the five monitored regulatory channels published 36 penalty/disciplinary records in total: NFRA 29, SSE 7.

To date, LynxRegulus Regulatory Radar has accumulated 381 records, of which 105 have been fully structurally parsed (penalty amounts and involved parties).

This Week’s Details

Date	Source	Type	Title	Link
2026-09-20	NFRA	Administrative Penalty	Public Disclosure Table of Administrative Penalties, Haibei Regulatory Bureau, NFRA	Original
2026-09-20	NFRA	Administrative Penalty	Public Disclosure List of Administrative Penalties, Qingyuan Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Public Disclosure Table of Administrative Penalties, Ganzhou Regulatory Bureau, NFRA	Original
2026-09-18	SSE	Circular of Criticism	Decision on Issuing a Circular of Criticism to Shanghai JiaDa Angly Co., Ltd. and Relevant Responsible Parties	Original
2026-09-18	SSE	Regulatory Warning	Decision on Issuing a Regulatory Warning to Relevant Responsible Parties of Fujian Aion Biotechnology Group Co., Ltd.	Original
2026-09-18	SSE	Circular of Criticism	Decision on Issuing a Circular of Criticism to Fujian Aion Biotechnology Group Co., Ltd. and Relevant Responsible Parties	Original
2026-09-18	SSE	Regulatory Work Letter	Regulatory Work Letter on the Asset Acquisition of Yantai Beifang Andre Juice Co., Ltd.	Original
2026-09-18	SSE	Regulatory Work Letter	Regulatory Work Letter on the Asset Acquisition of Klingner Home Technology Co., Ltd.	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Hainan Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure List, Chongqing Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure List, Hubei Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Beijing Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Quzhou Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Gansu Regulatory Bureau, NFRA (Gan Jin Jian Xing Chu [2026] Nos. 378, 379, …)	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Zhoushan Regulatory Bureau, NFRA	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Langfang Regulatory Bureau, NFRA (Lang Jin Fa Jue Zi [2026] No. 39)	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Hebei Regulatory Bureau, NFRA (Ji Jin Fa Jue Zi [2026] No. 56)	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Hebei Regulatory Bureau, NFRA (Ji Jin Fa Jue Zi [2026] Nos. 37–40)	Original
2026-09-18	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Hebei Regulatory Bureau, NFRA (Ji Jin Fa Jue Zi [2026] Nos. 25–31)	Original
2026-09-17	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Sanya Regulatory Bureau, NFRA	Original
2026-09-17	SSE	Regulatory Warning	Decision on Issuing a Regulatory Warning to Related Parties and Relevant Responsible Parties of Zhonglu Co., Ltd.	Original
2026-09-17	SSE	Circular of Criticism	Decision on Issuing a Circular of Criticism to Zhonglu Co., Ltd., Its Actual Controller Mr. Chen Rong, Controlling Shareholder Shanghai Zhonglu (Group) Co., Ltd., and Relevant Responsible Parties	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Guizhou Regulatory Bureau, NFRA (Gui Jin Fa Jue Zi [2026] Nos. 42–50)	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Shanghai Regulatory Bureau, NFRA (Hu Jin Fa Jue Zi [2026] Nos. 135, 136)	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Tianjin Regulatory Bureau, NFRA	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Suqian Regulatory Bureau, NFRA	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Qiannan Regulatory Bureau, NFRA (Qiannan Jin Fa Jue Zi [2026] Nos. 30–31)	Original
2026-09-16	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Leshan Regulatory Bureau, NFRA	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Jiangsu Regulatory Bureau, NFRA	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Qiannan Regulatory Bureau, NFRA (Qiannan Jin Fa Jue Zi [2026] Nos. 28–29)	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Shandong Regulatory Bureau, NFRA (Lu Jin Fa Jue Zi [2026] Nos. 103–104)	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Shandong Regulatory Bureau, NFRA (Lu Jin Fa Jue Zi [2026] Nos. 101–102)	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Hainan Regulatory Bureau, NFRA	Original
2026-09-15	NFRA	Administrative Penalty	Administrative Penalty Information Disclosure Table, Dalian Regulatory Bureau, NFRA (Da Jin Fa Jue Zi [2026] No. 64)	Original
2026-09-15	NFRA	Administrative Penalty	Public Disclosure List of Administrative Penalties, Jinzhou Regulatory Bureau, NFRA	Original
2026-09-15	NFRA	Administrative Penalty	Public Disclosure List of Administrative Penalties, Benxi Regulatory Bureau, NFRA	Original

Data Notes

Data sources: China Securities Regulatory Commission (CSRC), Shanghai Stock Exchange (SSE), Shenzhen Stock Exchange (SZSE), National Financial Regulatory Administration (NFRA) (including regional and sub-bureaus), Asset Management Association of China (AMAC) — all from official public disclosures.
“Regulatory Measures / Regulatory Letters” are self-regulatory actions by exchanges and do not include fines; “Administrative Penalties” include fines, with amounts as stated in each original disclosure.
This report is automatically aggregated by the LynxRegulus pipeline and published every Monday covering the preceding week’s disclosures.